AGREED-UPON PROCEDURES
Targeted Insights Tailored
to Your Specific Needs
Empower Decision-Making with Reliable Reporting
Our agreed-upon procedures (AUP) services for tribal governments, tribal enterprises, state and local governments, and non-profits provide a highly customized approach to addressing specific financial or operational concerns.
These services involve performing procedures agreed upon by the client and other stakeholders, such as verifying particular account balances, reviewing compliance with regulations, or assessing internal controls. Unlike audits, AUP engagements do not provide an opinion but offer detailed findings based on the agreed scope of work.
Tailored to the unique needs of tribal entities and public sector organizations, AUP services help address targeted issues, enhance transparency, and support decision-making while respecting the cultural and operational priorities of each client.
OUR AUP APPROACH
Uncover Organizational Opportunity
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Meet with the client to understand their goals and identify the specific areas of concern or interest.
Define the scope of the procedures, ensuring alignment with the client's objectives and relevant stakeholder needs.
Draft an agreement outlining the procedures to be performed and the expected deliverables.
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Design procedures that are clear, measurable, and relevant to the agreed scope.
Examples of procedures might include verifying specific transactions, reviewing internal control processes, or testing compliance with regulatory requirements.
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Perform the agreed-upon procedures as specified in the engagement agreement.
Collect evidence and document findings without making subjective judgments or providing an overall opinion.
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Maintain comprehensive records of the procedures performed, evidence gathered, and results identified.
Ensure transparency and accuracy throughout the process.
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Compile a report that details the procedures performed and the factual findings, without offering conclusions or assurance.
Clearly communicate results in a way that is accessible and actionable for the client and stakeholders.
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Present the findings to the client, addressing any questions or clarifications about the results.
Provide recommendations or next steps where appropriate, based on the findings.
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If requested, assist the client in implementing changes or improvements based on the findings, ensuring alignment with their strategic goals.
Delivering Financial Confidence for Over 25 Years
We ensure that audits and financial reviews meet the highest professional standards while aligning with long-term goals. By delivering objective, reliable insights, we empower leaders to make informed decisions, fostering economic sustainability and reinforcing accountability within their communities.
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We proudly serve a diverse range of tribal governments, including tribal casinos, economic development corporations, and other tribal enterprises, providing specialized support tailored to your unique governance and economic structures.
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We provide tailored services to tribal enterprises, ensuring financial transparency, regulatory compliance, and operational efficiency.
Our expertise supports enterprises in meeting their unique challenges, fostering trust with stakeholders, and promoting growth in alignment with tribal values.
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We deliver comprehensive assurance and attestation services to state and local governments.
Our approach strengthens public trust, supports informed decision-making, and ensures the responsible stewardship of public resources.
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We provide specialized assurance and attestation services to non-profits.
Our solutions help organizations build donor trust, demonstrate responsible stewardship of resources, and focus on achieving their mission effectively.
Ready to Help
Now is the time to strengthen your financial accountability and deliver stakeholder confidence. Contact us today to learn how our experienced team can support you with attestation services.
Reach out to us today to start a conversation about how we can work together to build a strong, sustainable financial future.